Full Text: R. Young's Judgment Prison Abuse Case
WELLINGTON REGISTRY
UNDER the Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, the Bill of Rights Act 1688 (Imperial), the NZ Bill of Rights Act 1990, the Declaratory Judgments Act 1908, the Judicature Amendment Act 1972, the Habeas Corpus Act 2001, and/or alternatively under the Common Law and Part VII of the High Court Rules
IN THE MATTER of an Application for Declarations, Certiorari, Prohibition and Mandamus, Habeas Corpus, and other orders in respect of:
(i) Detention in the Behaviour Management
Regime at Auckland Prison and;
(ii) Detention in Solitary
Confinement in various prisons (but not on the Behaviour
Management Programme)
both such detentions constituting
Psychological Torture, and/or Cruel and Unusual Punishment,
and/or Inhuman or Degrading or Severe Punishment or
Treatment and;
(iii) A Declaration and other orders in
respect of the unlawful Maximum Security Regime run by the
Department of Corrections
(iv) Other remedies sought
resulting from the above
BETWEEN CHRISTOPHER
HAPIMANA BEN TAUNOA
First Applicant
AND ALISTAIR WAYNE
ROBINSON
Second Applicant
AND LESLEY FREDERICK
TOFTS
Third Applicant
AND MATHEW GEORGE
KIDMAN
Fourth Applicant
AND STEVEN BRENT GUNBIE
Fifth Applicant
AND MICHAEL DOUGLAS
KARAITIANA
Sixth Applicant
AND WAYNE RIMENE
Seventh
Applicant
AND DENNIS PAKU
Eighth Applicant
AND MOANA
ALICIA TUI
Ninth Applicant
AND HER MAJESTY’S
ATTORNEY-GENERAL FOR NEW ZEALAND ON BEHALF OF THE DEPARTMENT
OF CORRECTIONS
First Respondent
AND THE CHIEF EXECUTIVE
OF THE DEPARTMENT OF CORRECTIONS
Second
Respondent
AND THE SUPERINTENDENTS OF AUCKLAND,
WELLINGTON, CHRISTCHURCH, RIMUTAKA, AROHATA, WANGANUI AND
MANAWATU PRISONS
Third Respondents
AND THE VISITING
JUSTICE(S) OF AUCKLAND PRISON
Fourth Respondent
Hearing: 23 and 24 August 2004
Counsel: T Ellis, D La Hood and M Bott for
Applicants
S France, D Boldt and B Keith for
Respondents
Judgment: 2 September
2004
JUDGMENT OF RONALD YOUNG
J
[RECALL OF JUDGMENT AND JUDGMENT AS TO
QUANTUM]
Solicitors:
N Dunning,
Wellington, for Applicants
Crown Law Office, Wellington,
for Respondents
[1] In my judgment of 7
April 2004 I made findings as to the liability of the
respondents with regard to the nine applicants.
[2] I
have now heard counsel on the question of damages. The
second part of this judgment deals with the question of
damages. This part of my judgment relates to a recall of
the 7 April 2004 judgment pursuant to r 540(6) of the High
Court Rules. I understand that neither counsel have sealed
the judgment of 7 April and therefore I have jurisdiction to
formally recall my judgment.
[3] The recall relates to
two matters:
Mr Gunbie
[4] In paragraph 2 of my
judgment of 7 April 2004 I recorded my understanding of what
counsel had agreed. I accept that it was a
misunderstanding. Paragraph 2 of my judgment of 7 April
2004 is to be deleted and the following paragraph
substituted:
“Mr Gunbie began giving evidence in this
case but because of his mental state was unable to continue.
Counsel agreed the basis upon which I consider Mr Gunbie’s
claim was:
(i) Individual complaints by him were not to
be considered by me.
(ii) He was entitled to the benefit
of any general declarations that applied with respect to all
inmates on BMR. Mr Gunbie was on BMR from 16 April 2002
until 31 May 2002, a period of six and a half weeks.”
[5] The second and consequential correction is therefore to
add to paragraph 362 as follows:
“9. Mr Gunbie.
Mr
Gunbie is entitled to declarations in paragraph (b), (c) and
(d) of Mr Taunoa’s declarations and to have adjourned the
question of damages as referred to in paragraph (e) of Mr
Taunoa’s remedies”.
[6] I attach the re-released judgment
accordingly.
Damages
[7] This part of the judgment
deals with what if any damages I should award the applicants
arising from my judgment as to liability delivered on 7
April 2004. In my introduction to that judgment I
said:
[1] This case involves challenges to the way in
which the Department of Corrections treats some of the most
difficult prison inmates in New Zealand. The challenge is
to the lawfulness of a regime for “managing” these prisoners
known variously as the Behaviour Modification and Behaviour
Management Regime (BMR). The challenge alleges many of the
conditions on BMR breached the Penal Institutions
Regulations 2000. The applicants allege that the
segregation system as it affected certain of the applicants
was unlawful. The applicants seek orders in these
proceedings declaring that BMR is unlawful and constitutes
torture or lesser unlawful conduct alleging breaches of ss
9, 10 and 23 of the New Zealand Bill of Rights Act 1990.
The proceedings also attack the lawfulness of the security
classification system seeking declarations that it fails to
comply with s17 of the Penal Institutions Act 1954.
[8] I
set out below the summary of conclusions with respect to
each BMR and non BMR segregated applicant from my 7 April
judgment:
15. Summary of applicants’ case on BMR and non
voluntary segregation
(i) Mr Taunoa
[307] I now return
to the individual applicants on BMR and the applicants’
pleadings.
(1) Mr Taunoa’s segregation on BMR and the
conditions on BMR were unlawful. I have concluded that Mr
Taunoa’s segregation on BMR was unlawful being in breach
of:
(a) s7(1A) Penal Institutions Act until September
2001
(b) s7(1A) Penal Institutions Act and Regulations as
unlawfully reducing Mr Taunoa’s conditions throughout the
time he was on BMR.
(2) I have concluded that because of
(1)(a) and (1)(b) above and because of the conditions on BMR
the respondents did breach s23(5) of the New Zealand Bill of
Rights Act. Mr Taunoa suffered the most extensive range of
breaches of the Penal Institutions Act and regulations
compared with other applicants. The segregation from 1998
to 2001 was unlawful because it was not authorised by
s7(1A). His loss of conditions suffered over the total time
of his segregation of 700-plus days was extensive. Other
breaches of regulations governing penal conditions fell on
him most severely given the length of time he was on
BMR.
(3) I have concluded that if Mr Taunoa’s segregation
had been approved pursuant to s7(1A) and when it was
approved pursuant to s7(1A) (after September 2001) it did
not require any judicial authority for its
imposition.
(4) BMR was not in breach of s17 of the
Crimes Act 1962.
(5) The standard minimum rules do not
have force of law in New Zealand.
(6) After September
2001 all segregation decisions required by s7(1C) were made
lawfully by Mr McCartney.
(7) Regression. The applicants
allege in their pleadings that regression to phase 1 on BMR
from higher phases required “fresh approval in accordance
with s7(1C) Penal Institutions Act”. No submissions in
support of this proposition were made by the applicants.
The pleadings do not make it clear whether the “fresh
approval” required was from the Superintendent of the prison
or the General Manager Prisons. I reject this proposition.
If s7(1A) to (C) is properly complied with it authorises
segregation of a prisoner. Segregation consists of either
denial of contact with inmates or restriction of contact
with inmates. Regression to phase 1 involves reduction in
conditions from a restriction on contact with inmates at
phases 2, 3 and 4 to denial in phase 1. Regression does not
involve, however, any action outside that authorised by
s7(1A) to (C). In those circumstances, no further approval
would be required for a regression from phases 2, 3 and 4 to
phase 1.
(8) The applicants’ allegations of breaches of
statutory and other requirements have been dealt with in
this judgment and have been included as relevant evidence in
assessing whether the New Zealand Bill of Rights Act was
breached.
(9) I have rejected the proposition that BMR
amounted to medical and/or scientific experimentation in
breach of s10 New Zealand Bill of Rights Act.
(10) The
applicants allege that Mr Taunoa’s conditions on BMR
breached his right to freedom of expression, freedom of
peaceful assembly and freedom of association contrary to ss
14, 16 and 17 New Zealand Bill of Rights Act. The
applicants made no submissions in support of these
allegations in law or how the facts of this case relate to
those rights. I therefore do not consider these
allegations.
(11) The applicants allege Mr Taunoa’s
detention on BMR breached his right not to be arbitrarily
detained. The applicants made no submissions on the law or
facts in relation to this submission. I make the obvious
observation that Mr Taunoa was lawfully detained in prison
by virtue of a sentence of imprisonment for murder. He was
not, therefore, in my view arbitrarily detained. The
applicants’ case has essentially been a challenge to the
conditions on which Mr Taunoa has been detained rather than
the lawfulness of his detention.
(12) Natural justice. I
have considered how natural justice principles apply to Mr
Taunoa and other inmates’ detention on BMR. I have
concluded while there was an inadequate process for dealing
with admission to BMR and some inadequacy in providing
access to legal advice, these were typically a technical
rather than a substantive failures. All inmates I am sure
were aware of the conduct that resulted in their admission
to BMR. However, clear written advice should have been
given to facilitate, if desired, challenge. Inmates were
not denied rights to consult lawyers nor however did
Corrections facilitate access by early provision of reasons
for decisions and ease of telephone access. I do not
consider that when segregation is pursuant to s7(1A) to (C)
that there is any obligation on the Superintendent or a
General Manager Prisons to give the inmate an opportunity to
make submissions on the proposed detention. I have rejected
the proposition that habeas corpus should be available to
inmates in such situations.
(13) Fettered decision
making. I am satisfied for the reasons identified in
paragraphs [41] to [50] of this judgment that the decision
making process was not unlawfully fettered.
(14) Mr
Taunoa alleged the decision to place him on BMR was
challengeable as unreasonable or disproportionate. Assuming
that the respondents complied with s7(1A) and the
Regulations as to segregation and isolation of inmates then
the decision to segregate Mr Taunoa was not unreasonable or
disproportionate. There was, as I have detailed, ample
reason to segregate him for good order and discipline
reasons.
(15) The applicants allege that the punishment
imposed on Mr Taunoa for disciplinary offences while he was
on BMR was disproportionate, discriminatory and based on
unlawfully obtained evidence while Mr Taunoa was detained.
I have dealt with these submissions apart from the final
aspect in paragraph [205] of this judgment. I have found
individual punishments were neither unreasonable nor
disproportionate to the disciplinary offences in a review
sense. As to the admissibility issue raised in the
pleadings the applicants made no submissions on this issue
and I do not consider it.
(16) Prior to March 2002 Mr
Taunoa’s security classification suffered from the same
defects identified by the Court of Appeal in Bennett
(supra). I have already concluded that Mr Taunoa’s maximum
security classification up to this time was well deserved.
As the Court observed in Bennett (supra) this was a
technical defect. For reasons given I am satisfied the
“new” operational standards of March 2002 complied with s17A
of the Act.
(ii) Mr Robinson
[308] Mr Robinson was in
a similar position to Mr Taunoa as regards allegations that
his time in BMR was in breach of the New Zealand Bill of
Rights Act. He was on BMR for 357 days. His segregation
was also unlawful as unsanctioned by s7(1A) to (C) Penal
Institutions Act. He suffered from essentially the same
conditions as Mr Taunoa although for approximately half of
the time on BMR. There are no additional comments relating
to Mr Robinson’s position required. Mr Robinson’s
confinement on BMR for the reasons I have given in relation
to Mr Taunoa was in breach of s23(5) New Zealand Bill of
Rights Act.
(iii) Mr Tofts
[309] Mr Tofts was in BMR
for some 5½ months, (approximately 160 days) less than Mr
Robinson and considerably less than Mr Taunoa. Mr Tofts’
segregation was approved pursuant to s7(1A). It occurred
between April and July 2002. However, Corrections did not
comply with provisions relating to isolation cells. They
breached the Penal Institutions Regulations in the ways that
I have specified. In addition, given Mr Tofts medical
condition a proper medical examination would have revealed
that Mr Tofts could not have been safely placed on BMR.
This is an aggravating feature in Mr Tofts case. As to the
remaining allegations relating to BMR nothing further is
required beyond the observations relating to Mr Taunoa which
apply equally to Mr Tofts. The observations relating to
judicial authority and s17 of the Crimes Act in Mr Taunoa’s
section on BMR are equally applicable to Mr Tofts’
situation.
[310] Mr Tofts also alleged improper conduct
in relation to his period in non voluntary segregation in
Rimutaka Prison. As to this:
(1) I have already
concluded that segregation per se cannot be categorised as
breaching the New Zealand Bill of Rights Act or
international covenants. Nor do I consider the particular
conditions imposed on Mr Kidman and Mr Tofts in Rimutaka
Prison were in breach of the New Zealand Bill of Rights
Act.
(2) Solitary confinement as punishment. I do not
consider the analysis in paragraphs [51] to [68] of this
judgment applies to the facts of this segregation. The
evidence establishes that Mr Tofts and Mr Kidman were
segregated in Rimutaka capital cells at the end of 2001 and
into 2002. This occurred because these cells were the only
cells suitable for maximum inmates at Rimutaka. Mr Tofts
and Mr Kidman needed to stay at Rimutaka prison while their
criminal cases were resolved. In that peculiar situation
the applicants suffered no loss of conditions below that
which they would ordinarily be entitled on maximum security.
In the difficult situation at Rimutaka they were housed as
best they could be.
(3) There was no evidence from Mr
Tofts or Mr Kidman of a failure of medical officers to see
them shortly after their reclassification as maximum or
later. The applicants have therefore not established
allegations of breaches of s6A Penal Institutions Act or the
Corrections policy manual.
(4) Mr Tofts’ allegation that
his solitary confinement was in breach of s27 and s23 New
Zealand Bill of Rights Act cannot be sustained. When Tofts
and Kidman were reassessed as maximum security there were
good reasons for their placement in the capital cells at
Rimutaka. This was the only accommodation available. It is
probable their situation came within imprisonment in an
isolation cell and the relevant regulations in the Penal
Institutions Regulations needed to be complied with (see
regs 147 to 157). Mr Tofts and Mr Kidman were in the
capital cells because of their classification. They had a
right of review of this classification and regular
reconsideration. There could be no doubt they knew why they
had been reclassified maximum, given the serious assault on
the prison officer. And they knew why they were being
accommodated in the capital cells in Rimutaka
Prison.
(5) Maximum security classifications. I have
dealt with this issue in paragraphs [285] to
[295].
(iv) Mr Kidman
[311] Mr Kidman’s allegations
and situation was mostly the same as Mr Tofts. He was in
solitary confinement in Rimutaka in the same circumstances
and at the same time as Mr Tofts. He was in BMR during the
same period as Mr Tofts. The only distinguishing feature of
the segregation is that Mr Kidman did not have the special
vulnerability of Mr Tofts. However, I consider that Mr
Kidman’s segregation on BMR, given the breaches identified
as applying to him, was also in breach of s23(5). I have
already rejected Mr Kidman’s allegation of excessive C&R by
prison guards. The remaining allegations relating to Mr
Kidman are the same as Mr Tofts and Mr Taunoa and my
conclusions are also the same.
[9] I then went on to
consider the non voluntary segregation of non BMR
applicants. As to Mr Tofts and Mr Kidman I considered
solitary confinement and said at paragraph 316:
My
conclusion, therefore, is that while some solitary
confinement regimes clearly could be objectionable in a
human rights context, others will not be and will be for the
legitimate control of difficult prisoners. So much will
depend upon the individual facts of the individual case. I
therefore reject the submission that as a general
proposition any solitary confinement regime in New Zealand
is unlawful as being in breach of the New Zealand Bill of
Rights Act.
[10] I rejected Mr Kidman and Mr Tofts’
complaints about their solitary confinement. I rejected
their complaints alleging inhumane or degrading treatment in
the capital cells at Rimutaka Prison. I rejected
allegations of breaches of s17 of the Crimes Act. I
considered that Mr Tofts entitlement to see a medical
officer was, however, breached. I made no declarations of
breaches of the New Zealand Bill of Rights Act with respect
to either Mr Kidman, Mr Rimene or Mr Tofts with respect to
the time outside of BMR.
[11] I made no declarations of
breaches of the New Zealand Bill of Rights Act with respect
to Mr Karaitiana, Mr Rimene or Ms Tui. I deal with these
applicants immediately. I found that nothing that happened
to these inmates covered by these proceedings justified the
making of a declaration that a right under the New Zealand
Bill of Rights Act had been breached. The applicants
submit, however, that given my judgment identified breaches
of the Penal Institutions Act and regulations relating to
such things as medical and superintendent visits or the late
signing of the segregation approvals that compensation can
be awarded.
[12] I accept the Crown submissions that
given my judgment of 7 April when I refused to give
declarations that the New Zealand Bill of Rights Act had
been breached with respect to these applicants then
logically no award of compensation is possible or
appropriate. In refusing a declaration I was not satisfied
a breach of the Act had occurred. The applicants’ action
for compensation was brought on the proposition that a
breach had occurred, thus, only breach of the New Zealand
Bill of Rights Act can be considered. In P F Sugrue Ltd v
Attorney-General [2004] 1 NZLR 207 at 236 the Court of
Appeal said:
It was this Court in Baigent which
recognised the need for an effective remedy and itself
provided for a monetary remedy to be available in
vindication of a breach of a right in appropriate
circumstances. The availability of the remedy is dependent
upon proof of a breach of the Bill of Rights . . .
[13] I
therefore make no compensation orders for Mr Karaitiana,
Rimene or Ms Tui or to other applicants for non BMR
imprisonment.
Compensation for those who have
declarations of breaches of the New Zealand Bill of Rights
Act
[14] The Court of Appeal in Simpson v
Attorney-General [Baigent’s Case] [1994] 3 NZLR 667 dealt
with compensation for Bill of Rights breach, firstly in
considering remedy Casey J at p692 said:
I am satisfied
that the purpose and intention of the Bill of Rights Act is
that there be an adequate public law remedy for infringement
obtainable through the Courts . . .
And in considering
quantum of monetary awards Cooke P said at p678:
As to
the level of compensation, it would be premature at this
stage to say more than that, in addition to any physical
damage, intangible harm such as distress and injured
feelings may be compensated for; the gravity of the breach
and the need to emphasise the importance of the affirmed
rights and to deter breaches are also proper considerations;
but extravagant awards are to be avoided.
And Hardie Boys
J at p703:
In the assessment of the compensation, the
emphasis must be on the compensatory and not the punitive
element. The objective is to affirm the right, not punish
the transgressor. I agree with the observations of the
President as to quantum . . .
[15] It is well established
that the decision to award compensation in a public law case
such as this is discretionary (see P F Sugrue Ltd v
Attorney-General [2004] 1 NZLR 207; Manga v Attorney-General
[2000] 2 NZLR 65. Public law compensation is not the same
as common law damages which are generally seen as a right
which flows from proof of fault and proof of damage. In
this case I have given declarations that certain segregation
of prisoners were unlawful, failures to provide certain
conditions were unlawful, some security classification
systems as they related to individual prisoners were
unlawful and detention on BMR as it operated was in breach
of s23(5) of the New Zealand Bill of Rights Act. Therefore,
Messrs Taunoa, Robinson, Tofts, Kidman and Gunbie were each
entitled to declarations that their detention on BMR was
breach of s23(5) of the New Zealand Bill of Rights Act.
These declarations are not simply hollow words as a
prerequisite for monetary compensation. The declarations
matter at a number of levels. They enable an individual
plaintiff to say what happened to me should not have
happened. It is an “official” declaration that they should
not have been treated in the way that they were. It means
Corrections must stop treating these prisoners unlawfully.
This is to the prisoner’s advantage. Counsel for the
respondents have advised me that that has already happened.
It informs Corrections and ensures the errors made will not
be repeated in the future with other inmates. And, in a
broader context, it ensures there is oversight of important
public institutions such as prisons. It reminds us that
those members of society who are in prison are entitled to
minimum standards of treatment.
[16] The Court stressed
in Baigent’s case (supra) the quantum of any damages is
compensatory and not punishment of the transgressor. In
Dunlea v Attorney-General [2000] 3 NZLR 136 the Court of
Appeal considered whether compensation was appropriately
payable regardless of damage. While not deciding the
question, the majority said in considering whether
compensation of a Bill of Rights breach was different than
fixing damages for tort on the same facts and considering
the international position said:
[38] Were we to take the
matter further, we consider that there are strong reasons
for not adopting a different approach. The first reason is
that in the great range of cases where a claim of a breach
of the Bill of Rights is made there will also be a claim in
tort. So, the present case is not one in which torts were
not also established (as in Attorney-General v Upton (1998)
5 HRNZ 54) or a tortious remedy was defeated by statutory
immunities (as in Baigent’s Case) with the consequence that,
if monetary relief were to be awarded, only the Bill of
Rights breach could be invoked. On the contrary, essentially
the same facts lie behind the twin rulings (which are
significant in themselves) that the state through its
officers has acted in breach of the rights of the
plaintiffs, rights long protected by tortious remedies and
now affirmed, along with other human rights and fundamental
freedoms, in the Bill of Rights.
[39] A second reason is
that an examination of the law and practice of other
jurisdictions would, it appears, cast doubt on a different
approach. An extensive survey carried out for the Law
Commission by Paul Rishworth and Grant Huscroft in 1995 –
1996 of damages for breach of individual rights in the
United States of America, Canada, Ireland, the Caribbean,
India, Sri Lanka, the European Union and under the European
Convention for the Protection of Human Rights and
Fundamental Freedoms led to these conclusions:
“B1 . . .
This survey tends to indicate that:
• the number of
cases in which damages are awarded is not high, and
•
the courts draw on tort principles when considering whether
there has been a breach of the right and when calculating
damages.
. . .
B10 This international experience
suggests that damages for breach of constitutional rights is
not a remedy central to judicial enforcement of individual
rights. The existing law of tort would seem to have
continued to meet the need to compensate persons adversely
affected by the wrongful actions of others including those
exercising public powers. That result is not at all
surprising. That law has been developed carefully and
incrementally over several centuries to give remedies to
those whose basic rights – now recognised and affirmed in
New Zealand in the Bill of Rights Act – have been infringed.
It would be surprising if those developments had left large
gaps in the remedies available. But, as the occasional case
shows, instances do occur when a supplementary remedy is
considered appropriate.” (Law Commission, Crown Liability
and Judicial Immunity at pp 70 and 72.)
[40] The United
States, Canadian and Irish positions were summarised as
follows:
“B2 In the United States claims may be brought
against state officials under the Civil Rights Act 1871, 42
USC s 1983, and federal officials – so called ‘Bivens
actions’ – for breach of the Constitution. . . . [The
reference is to Bivens v Six Unknown Named Agents of Federal
Bureau of Narcotics (1971) 403 US 388.]
B3 The survey
concludes [on the US material]:
• For the most part, this
tension (between vindicating constitutional rights and
protecting state officials from undue liability and
harassment) has been resolved by the courts in favour of
protecting state officials (s 1983 cases).
• The Bivens
action is so rarely available that it cannot be considered
constitutionally significant. According to one survey, of
12000 Bivens actions reported to have been filed as at 1985,
only 30 resulted in judgments for the plaintiffs. Most of
these were reversed on appeal, and only four judgments were
actually paid by the federal defendants.
. . .
B4 .
.
In the thirteen years following the passage of the
[Canadian] Charter, the damages remedy has not been
significant, and there is no clear appellate authority about
the approach to the remedy. There is uncertainty about
whether liability is direct or vicarious, the relevance of
statutory immunities, the extent of misconduct or intent
necessary before damages will be awarded, and the relevance
of tort principles. Where damages are awarded, the cases
surveyed indicate that the amounts are usually under $10000
and often much less.
B5 Damages are available for breach
of constitutional rights in Ireland. It seems to have been
more significant there but the situation differs from New
Zealand’s in two important respects:
• Fundamental rights
can be enforced against private individuals (against whom
many of the non-monetary penalties regularly issued against
public bodies are not likely to be available or
appropriate); and
• The range of rights protected by the
Constitution is broader, and includes rights for the breach
of which monetary relief is more appropriate: the right to
privacy, the right not to be interfered with in earning a
living, and the right to an education.
Despite these
differences it is interesting to note, first, that some
cases have read in immunities even though the constitutional
rights are entrenched, and second, that tort principles are
applied in the calculation of damages.”
[41] The third
reason for doubting that a different approach should be
adopted reinforces the point made in para B10 of the Law
Commission summary. The common law Courts have long affirmed
that breaches of important rights by officers of the state
are to be marked by appropriate awards of damages. A classic
instance is the £300 awarded in 1765 by a jury and upheld by
Lord Camden CJ in Entick v Carrington (1765) 19 State Tr
1030 against King’s Messengers for breaking and entering the
plaintiff’s house and seizing his papers:
“Papers are the
owner’s . . . dearest property; and are so far from enduring
a seizure, that they will hardly bear an inspection; . . .
where private papers are removed and carried away, the
secret nature of those goods will be an aggravation of the
trespass, and demand more considerable damages in that
respect” (p 1066).
[42] That statement indicates the
importance of the assessment of the particular circumstances
of the unlawful act including the value of the right
infringed, both generally and to the individual. A central
feature of that great case – the taking away by the King’s
Messengers of John Entick’s private papers in search of
evidence of a seditious libel – is of course not present
here in this case, but three of the appellants do properly
assert the significant matter, mentioned earlier, of the
invasion of the privacy of their residence.
[17] The
respondents suggest that an appropriate approach here is as
follows:
26.1 What remedy, or combination of remedies,
will provide sufficient vindication to the applicants for
the proven breaches of their rights?
26.2 If the Court
decides that an award of public law compensation is
appropriate, what sum will return the applicants to the
position in which they would have found themselves had the
Department managed their ongoing bad behaviour without
placing them on BMR?
[Respondents’ submissions p13, 19
August 2004]
This seems a sensible approach here.
[18]
Without, again, detailing the failures which gave rise to my
conclusions, the finding that these applicants, while on
BMR, were not treated with humanity or with the inherent
dignity due every person inevitably means effects were
suffered by individual applicants. Thus, in a case such as
this, where the breach has ultimately affected the daily
lives of some of the applicants in significant ways a
declaration alone is not, in my view, adequate relief. I am
satisfied, therefore as a general proposition that an award
of compensation for Bill of Rights breaches here is
appropriate.
[19] Settling a figure for compensation is
not, however, an easy task in this case. Most prisoner
compensation cases to be decided by the Courts (here and
internationally) are essentially false imprisonment cases,
for example Manga v Attorney-General (supra). Compensation
for those who should be free but are unlawfully in prison is
obviously on another scale from this case.
[20] If
payment of a sum of money for a Bill of Rights breach is
compensation to the victim then in this case it is important
to assess the extent of the wrong and the harm done. In a
continuum of payments, at one end is compensation for
wrongful imprisonment. At the other end is compensation
where there is lawful imprisonment but as here conditions in
prison which fell below the standard to such a degree that
they breached s23(5) of the New Zealand Bill of Rights Act.
On that measure, damages in this case are toward the
conservative end of the continuum. In that category (of
those lawfully in prisons but treated unlawfully) individual
cases dictate varying awards. This is not a case of
deliberate violence towards any prisoners and therefore no
direct physical harm. On the other hand the unlawful loss
of entitlements against the minimum standard was widespread
and for some inmates extended over lengthy periods of time.
All prisoners had behaved in ways that justified at times
forms of segregation and/or isolation. As I have recounted,
however, inmates were improperly deprived of any effective
challenge to their segregation and improperly lost
entitlements. And inmates’ conditions fell below minimum
standards (see paragraphs 276 and beyond in my judgment of 7
April 2004). These losses were serious to the
inmates.
[21] In this case the following factors are
relevant:
(i) Some prisoners would have been and could
have been legitimately segregated given their behaviour and
the proper comparison is between that and the conditions
they suffered on unlawful segregation.
(ii) The time
they spent on unlawful segregation and the reasons for
continuing their segregation, including the conduct of
individual inmates.
(iii) Any proven harm to them either
physically or psychologically.
(iv) Any loss of
conditions in an already deprived environment such as
imprisonment may fall more harshly on individuals.
[22]
Inmates spent the following time in segregation. I have
rounded off the time and months for the longer serving
prisoners: Mr Taunoa, 26 months; Mr Robinson, 12 months; Mr
Kidman and Mr Tofts, three and a half months; Mr Gunbie, six
and a half weeks.
Mr Taunoa
[23] Mr Taunoa spent most
of the time on BMR. However, I take into account in part
the reason for this was his own conduct. Counsel for Mr
Taunoa submits he was essentially protesting (as it turned
out justifiably) his conditions and therefore his conduct
should not be held against him. I accept that part of the
cause of his difficult behaviour could be put down to his
protests at his conditions. However, much of this
misconduct, for example, his stand-over tactics in relation
to other inmates, cannot be explained in this way. I agree
with the Crown that Mr Taunoa’s time on the programme is
properly discounted to reflect this aspect.
[24] I note
that Mr Taunoa claimed that he had suffered significant
weight loss while on BMR. The evidence clearly established
he did not. On the contrary, he gained weight. As to Mr
Taunoa’s mental health, I concluded as follows:
I
consider Dr Chaplow’s conservative approach is the
appropriate one with regard to Mr Taunoa. Dr Chaplow’s
conclusions were that Mr Taunoa probably had antisocial
personality and possibly social interpersonal maladaption.
Dr Chaplow concluded that BMR possibly exaggerated and
aggravated these disabilities. He was not convinced, and
nor am I, that Mr Taunoa suffered from post traumatic stress
disorder.
[Paragraph 237]
[25] It is clear that Mr
Taunoa suffered the most extreme range of breaches of the
Act. Mr Taunoa was regressed on BMR, however, I am
satisfied that the regressions arose in part from his
misconduct. There was ample reason during the course of Mr
Taunoa’s time on BMR to segregate him for good order and
discipline reasons.
Mr Robinson
[26] In one sense Mr
Robinson’s admission to and time on BMR could be seen as a
typical case. His conduct prior to his admission on BMR
justified the form of segregation. While on BMR he behaved
well and worked his way through the programme until
released. He spent somewhere near 12 months on BMR, however
if he had been assessed as an administratively segregated
prisoner, his segregation could not have lasted anything
like that period of time. On that basis therefore I
consider Mr Robinson should have been returned to mainstream
prison well before the 12 months had expired. His time on
segregation must be seen in this light also. As to Mr
Robinson’s mental health, I recorded in summary as
follows:
All report writers record psychological damage
to Mr Robinson at an early age with resulting antisocial
personality. No connection between BMR and the onset or
aggravation of any Mr Robinson’s psychological disabilities
have been established on the evidence.
[Paragraph
244]
General comments on Mr Taunoa and Mr
Robinson
[27] I accept as a general proposition the
regime under which, especially, Mr Taunoa and Mr Robinson
were imprisoned for considerable periods must inevitably
have taken a toll on their health. A combination of
isolation, poor conditions and length of stay would have
affected the strongest person. However, identifying cause
and effect in this situation is all but impossible. I am
prepared to accept, having heard the evidence and
understood, I hope, how the inmates lived, that harm
inevitably occurred to them if only the modest exacerbation
of existing disabilities.
Mr Kidman
[28] Mr Kidman’s
incarceration and segregation was well justified by his
conduct. He spent 94 days in BMR. I said at paragraph 243
of my judgment of 7 April:
My conclusion is, therefore,
that there is no evidence to establish Mr Kidman suffers
from any mental disability beyond a personality disorder
that seems to have existed well before his imprisonment.
There is no evidence that BMR has affected his mental
health.
[Paragraph 243]
[29] I take into account in
reaching a conclusion as to compensation that Mr Kidman did
not spend a lengthy period on BMR.
Mr Tofts
[30] Mr
Tofts also spent 3 months on BMR and his incarceration on
BMR was eminently justified by his conduct. Mr Tofts,
however, was highly vulnerable psychologically. I set out
below paragraphs 245, 246, 247 and 250 as summarising my
conclusions with respect to Mr Tofts:
(iv) Mr
Tofts
[245] Mr Tofts was the most difficult inmate to
assess in terms of damage arising from mental illness. He
was the most vulnerable inmate both physically and
psychologically of the applicants. He had the most serious
disabilities when he commenced BMR. He received the most
regular treatment from psychologists and psychiatrists while
on BMR.
[246] When Mr Tofts arrived at Auckland Prison he
responded to a question about current contact with a
psychiatrist by advising that he was not currently seeing
such a person. However Corrections knew he had been seeing
psychological services and was on medication. He was
referred to the psychiatric liaison nurse who in turn
referred him for review to Psychiatric Services. Dr Seth
saw him on 23 April more than three weeks after he had
arrived. During this time Mr Tofts had been placed on BMR
in an isolation cell despite concern about his mental state.
Dr Seth’s report summary under “Impression” said:
No
evidence of any major psychiatric disorder although at times
of stress he may well exhibit some symptoms of depression
and impulse control. However, the mainstay of his treatment
appears to be with the neurologist who previously described
him as suffering from pseudo seizures. His management is
mainly medical and I am not sure that I would have anything
further to offer him.
[247] Dr Seth arranged for weekly
counselling sessions with a psychologist while Mr Tofts was
in prison. I consider that Corrections can properly be
criticised for their decision to admit Mr Tofts to BMR. He
was evidently physically and mentally vulnerable. He had a
number of problems which obviously meant he would have
difficulty coping with BMR. An important part of the way he
had been taught to cope with his mental and physical
disabilities was through distraction. The removal of access
to a television posed considerable difficulties for this
strategy. It is not clear from Dr Seth’s report whether he
was ever aware of the BMR regime and its conditions. Dr
Seth was not asked whether harm could be done to Mr Tofts as
a result of placing him in BMR. The Crown’s contention was
that no-one who examined Mr Tofts “signalled that his
placement may be inappropriate”. As I have observed, that
is probably because no-one was asked the question. And in
such a situation it is reasonable to expect Corrections to
take precautions against harm to an inmate. Dr Seth had
signalled possible existing PTSD in his report. There was
no follow-up of this by Corrections.
. . .
[250] Dr
Chaplow concluded that given most of Mr Tofts’ symptoms
post-BMR were present pre-BMR, BMR was unlikely to have
caused directly any of his psychiatric problems. Dr Chaplow
accepted that there was possible aggravation of Mr Tofts’
pre-existing conditions. Essentially, therefore, Dr
Crawshaw and Dr Chaplow agreed on aggravation of existing
conditions although perhaps differed as to the degree of
effect of BMR on Mr Tofts. I accept, therefore,
that:
(i) Mr Tofts should have been assessed in detail
pre-BMR based on his existing physical and mental
vulnerability.
(ii) Given these existing vulnerabilities
he should not have been placed on BMR. To assess this
question required an intimate knowledge of both the
conditions on BMR and Mr Tofts’ problems. No medical
officer had this breadth of information.
(iii) Mr Tofts’
existing psychiatric disabilities were aggravated by his
time on BMR.
[31] I wish to stress again that a proper
assessment by the prison, which should have been undertaken,
would have meant Mr Tofts would not have been placed on BMR.
It is clear from all the psychiatric and psychological
evidence that he would not cope with such a restricted
regime. I accept, as I have said, that his existing
psychiatric disabilities which were severe were aggravated
by his time on BMR.
Mr Gunbie
[32] As to Mr Gunbie, he
spent 6½ weeks on BMR. No particular damage is
identified.
[33] Assessing quantum for Bill of Rights
compensation owes much to intuition. There is no formula to
apply other than a close consideration of individual facts.
Regard to relativity must also be had. I have identified
the essence of unlawfulness in this case. If Hammond J’s
assessment of $10,000 per month for unlawful imprisonment in
Manga v Attorney-General (supra) is taken as some form of
guide then compensation in this case must be of a
significantly lesser sum. Here the prisoners were
legitimately imprisoned and the proven complaint was in
unlawful conditions. While inevitably, in part arbitrary, I
consider a sum of $2,500 per month does set a reasonable
benchmark for general loss of conditions suffered by the
inmates. I now turn to consider each inmate in turn.
Mr
Taunoa
[34] Mr Taunoa was on the BMR programme for 26
months. As I have recounted, part of the cause for his long
service was his own highly disruptive behaviour. I take
into account a modest part of the cause of this was his
protest at the regime’s unlawfulness, but a large part was
his responsibility. I am satisfied that Mr Taunoa would
have been in some form of isolation throughout the time and
for a part subject to punishment regimes that may have had
similar legitimate conditions to BMR. On the other hand, Mr
Taunoa suffered most severely from, for example, the
unlawful strip searches which were aggravating features of
the regime. I accept that he did suffer from some
aggravation of his existing mental health problems. On that
basis I assess his compensation at $55,000.
Mr
Robinson
[35] He was on BMR for 12 months. He behaved
appropriately throughout his time on BMR. In any other
context there would have been little or no justification for
his continued segregation after the first month or two.
There is no reason why he should not have been returned to
mainstream prison after the first couple of months of
segregation. This is in contrast with Mr Taunoa’s
situation. This was an aggravating feature. I therefore
fix Mr Robinson’s compensation at $40,000.
Mr
Kidman
[36] There is no doubt Mr Kidman’s misconduct
justified entry into some form of isolation or a segregation
regime. He had been seriously violent in prison. His 94
days in segregation could have been justified given his
previous misconduct. I award compensation to Mr Kidman of
$8,000.
Mr Tofts
[37] He was in a similar position
with regard to Mr Kidman in that he spent three months in
the BMR regime. His conduct prior to his admission
eminently justified some form of segregation or isolation.
However, the failure to properly assess his psychiatric
condition when it was known and the clear harm he
established as a result of his time on BMR mean that he is
in a different category than Mr Kidman. I consider that the
failure to follow up Mr Tofts’ psychiatric vulnerability
adequately and the failure to recognised that placing him on
such a strict regime would cause damage are seriously
aggravating features. I award him compensation of
$25,000.
Mr Gunbie
[38] Little more than a nominal
award of damages is required with regard to Mr Gunbie to
simply mark the fact that some form of monetary
compensation, even for a short period on such a regime is
appropriate. I make an award of $2,000 in his favour.
Mr
Paku
[39] I made a finding that Mr Paku’s detention in
non voluntary segregation between 2 May and 14 June was
unlawful. The circumstances were identified at paragraph
355 of my judgment as follows:
[355] There were, however,
other difficulties with Mr Paku’s segregation. Mr Paku’s
first period of segregation began on 19 April authorised
pursuant to s7(1C). Any approval for continued detention
was therefore required by 2 May. Approval from Head Office
for further segregation in fact was given on 3 May. When
this error became known in mid June, Mr Smith, the prison
manager, attempted to retrospectively “fix” the error. It
was at this stage or shortly afterwards that Mr Paku was
transferred to Manawatu Prison and taken out of segregation.
It is clear that Mr Paku’s segregation from 2 May until 14
June 2002 was unlawful. As s7(1C) provides, directions for
segregation shall not remain in force for more than 14 days
unless the Secretary authorises continuance. When
Corrections recognised the error they should have
immediately released Mr Paku. The attempt to
retrospectively fix the error was wrong.
[40] I did not
find any Bill of Rights breaches here. This was an
administrative error. I found the segregation was justified
but the authorisation inadequate. Mr Paku claimed only
public law remedies alleging a breach of the New Zealand
Bill of Rights Act. I do not consider beyond my finding
that Mr Paku’s segregation for the period identified was
unlawful that any breach of the New Zealand Bill of Rights
Act occurred or that any compensation was properly payable
to him.
Costs
[41] The applicants seek costs. They do
so effectively seeking indemnity costs although the
circumstances are somewhat unusual. As a matter of
principle I accept that the applicants are entitled to costs
although potentially reduced to reflect the fact that they
did not succeed with respect to all applicants or all causes
of action. The applicants are legally aided and the total
costs incurred and paid by the Legal Services Board are
$358,000. This the applicant says is approximately
one-third to one-half of costs based on Schedule 3 High
Court Rules depending upon whether a Category 2 or Category
3 classification is given.
[42] The respondents submit
that any costs award should be reduced by at least 25% to
reflect the fact that not all applicants succeeded and those
applicants who did succeed only succeeded in some parts of
their causes of action. The respondents submit that the sum
of $358,000 being the applicants actual costs should
therefore be reduced by a factor of 25%.
[43] A
resolution of the different views of costs here requires a
principled approach. I consider the proper approach here is
to identify the proper category and band, calculate the
total costs payable on that basis, reduce them by an
appropriate percentage, in this case to reflect partial
success only, and then compare this figure with the total
fees payable to counsel from the Legal Services Board. If
the scale fees exceed the Legal Services payment then Rule
47(f) applies. This provides:
47 Principles applying to
determination of costs
The following general principles
apply to the determination of costs:
(f) An award of
costs should not exceed the costs incurred by the party
claiming costs:
[44] In this case it is not necessary to
undertake an exact calculation of the scheduled fees. I am
satisfied that these proceedings, given the factual
complexity, the client challenges and the legal issues
justified Category 3C for lead counsel. The 50% reduction
for a justified second and third counsel would therefore
apply. There are 40 days of hearing time and therefore in
terms of Schedule 3, 80 days of preparation time allowed.
The 120 days at $2,150 per day for lead counsel equals costs
of $258,000. Two additional counsel at 50% is a further
$258,000. Without any allowance beyond trial preparation
and trial, the costs total $516,000. Even accepting the
respondents’ suggested one-quarter deduction ($129,000) the
net figure of $387,000 is still more than the $358,000 paid
by Legal Aid. I stress the total costs in terms of 3C would
of course be considerably more than this. It is clear,
therefore, that calculated on this basis the costs award in
favour of the applicants would be the total of $358,000 paid
by Legal Services.
[45] I reject the Crown submission
that I should deduct the one-quarter from the fees actually
paid by Legal Services. It is accepted principle that the
actual cost incurred by a successful party are not by
themselves relevant in fixing costs unless indemnity costs
are sought (Rule 48C) (see Nomoi Holdings Ltd v Elders
Pastoral Holdings Ltd (2001) 15 PRNZ 55). Thus what costs
the party has actually incurred is not the starting point.
The starting point is to identify the appropriate band and
category. Once this is done, any reduction for partial
success can be factored in. It is only then that Rule 47(f)
comes into play. Is the proposed costs award greater than
actually incurred? If the answer is yes, then the amount
actually incurred will be the amount of costs awarded. That
is the position here.
[46] I therefore award costs in
the sum of $358,000 plus any disbursements outside of this
sum as approved by the Registrar. I note for the
information of the Legal Services Board that a portion of
the $360,000 costs arose from the prosecution of the
unsuccessful applicant’s case.
“Ronald Young
J”
Signed at 3.00 pm this 2nd day of
September
2004