NZX Limited - Disclosure - Profit Distribution

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NZX Disclosure Document

NZX Limited - Ongoing Disclosure - Profit Distribution Plan

Dear Sir/Madam

Re: NZX Limited 2010 Profit Distribution Plan – Director’s and Officers Relevant Interests

Please see the attached Ongoing Disclosure Notices for NZX Limited’s Directors and Officers.

The attached disclosure notices relate to the acquisition and, where applicable, subsequent disposition of securities pursuant to NZX Limited’s 2010 Profit Distribution Plan.

Yours faithfully,

Abigail Little
Company Secretary

Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988

A Details of director or officer
Name of director or officer of public issuer: NZX Directors- see attached schedule.
Name of public issuer: NZX Limited
Name of related body corporate (if applicable): N/A
Position held in public issuer: Director

B Securities in public issuer or related body corporate to which this disclosure relates
Number, class, and type of securities: 1 Ordinary shares - see attached schedule.

C Nature of relevant interest and name of registered holder
Nature of relevant interest in those securities: 2 See attached schedule.
Name of registered holder of those securities 3 See attached schedule.

D Details of acquisitions and disposals
If the relevant interest was acquired—
Date of acquisition: 4 29/04/10
Consideration paid for acquisition: 5 $1.8728 per share

If the relevant interest was disposed of—
Date of disposal: 6 N/A
Consideration received for disposal: 7 N/A

Type of transaction
Describe the arrangement pursuant to which, or the circumstances in which, the acquisition or disposal took place: 8 Acquisition pursuant to NZX's 2010 Profit Distribution Plan

E Total number of transactions this notice relates to: 9 1

F Date of last disclosure notice (whether in form 1 or form 2) by the director or officer: 10 See attached schedule.

G Signature
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature: 06/05/10
Name and title of authorised person: Abigail Little, Company Secretary

Notes:
Use this form to disclose all the acquisitions and disposals by a director or officer of a public issuer of relevant interests in securities of the public issuer or of a related body corporate. The disclosure must normally be made within 5 trading days of the first acquisition or disposal disclosed in this notice
Provide the information required under headings C and D for each type of security identified under heading B.
This notice must be signed either by the director or officer making the disclosure, or by a person authorised by the director or officer to sign on his or her behalf.11

References
1. Regulation 8.
2. Regulation 7.
3. Regulation 7.
4. Regulation 9.
5. Regulation 10.
6. Regulation 9.
7. Regulation 10.
8. Regulation 11.
9. Regulation 12 (2)
10. Regulation 13.
11. Regulation 14.

Directors Ongoing Disclosure - Issue of Bonus Shares pursuant to NZX's 2010 Profit Distribution Plan

A1 B1 C1 C2 F
Name of Director Number, Class of Securities to which this disclosure relates Nature of relevant interest in those securities Name of registered holder of those securities Date of last disclosure notice
M R Weldon (a) 6457837 ordinary shares (a) Beneficial Lola Nominees Limited 30/06/2009
(b) 1803351working class shares (b) Beneficial Tane Nominees Limited 30/06/2009
C J D Moller 29800 ordinary shares Beneficial FNZ Custodians Limited 30/06/2009
N Paviour-Smith 238145 ordinary shares Beneficial Forsyth Barr Custodians Limited 30/06/2009
A W Harmos 191136 ordinary shares Beneficial A W H Investments Limited 30/06/2009
N H M Williams 91750 ordinary shares Legal Nigel Henry Murray Williams 30/06/2009

Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988

A Details of director or officer
Name of director or officer of public issuer: NZX Officers- see attached schedule.
Name of public issuer: NZX Limited
Name of related body corporate (if applicable): N/A
Position held in public issuer: Director

B Securities in public issuer or related body corporate to which this disclosure relates
Number, class, and type of securities: 1 See attached schedule.

C Nature of relevant interest and name of registered holder
Nature of relevant interest in those securities: 2 See attached schedule.
Name of registered holder of those securities 3 See attached schedule.

D Details of acquisitions and disposals
If the relevant interest was acquired—
Date of acquisition: 4 29/04/10
Consideration paid for acquisition: 5 $1.8728 per share

If the relevant interest was disposed of—
Date of disposal: 6 N/ A
Consideration received for disposal: 7 N/A

Type of transaction
Describe the arrangement pursuant to which, or the circumstances in which, the acquisition or disposal took place: 8 Acquisition of shares pursuant to NZX's 2010 Profit Distribution Plan

E Total number of transactions this notice relates to: 9 1

F Date of last disclosure notice (whether in form 1 or form 2) by the director or officer: 10 See attached schedule.

G Signature
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature: 06/05/10
Name and title of authorised person: Abigail Little, Company Secretary

Notes:
Use this form to disclose all the acquisitions and disposals by a director or officer of a public issuer of relevant interests in securities of the public issuer or of a related body corporate. The disclosure must normally be made within 5 trading days of the first acquisition or disposal disclosed in this notice
Provide the information required under headings C and D for each type of security identified under heading B.
This notice must be signed either by the director or officer making the disclosure, or by a person authorised by the director or officer to sign on his or her behalf.11

References
1. Regulation 8.
2. Regulation 7.
3. Regulation 7.
4. Regulation 9.
5. Regulation 10.
6. Regulation 9.
7. Regulation 10.
8. Regulation 11.
9. Regulation 12 (2)
10. Regulation 13.
11. Regulation 14.

Officer's Ongoing Disclosure - Issue of Bonus Shares pursuant to NZX's 2010 Profit Distribution Plan
A1 B1 C1 C2 F
Name of Officer Number, Class of Securities to which this disclosure relates Nature of relevant interest in those securities Name of registered holder of those securities Date of last disclosure notice
Garth Stanish 28810 ordinary shares Legal Garth John Anton Stanish 24/06/2009
Heather Kirkham 28,455 ordinary shares Legal Heather Kirkham 30/06/2009
Rachael Newsome 18054 ordinary shares Legal Rachael Frances Newsome 24/06/2009
Simon Smith (a) 11726 ordinary shares (a) Legal Simon Richard Smith 24/06/2009
(b) 33964 ordinary shares (b) Beneficial ASB Nominees Limited 24/06/2009
Rowan Macrae (a) 155546 ordinary shares (a) Legal Rowan Elizabeth Macrae 24/06/2009
(b) 54,525 ordinary shares (b) Beneficial ASB Nominees Limited 24/06/2009
(c) 252473 working class shares (c) Beneficial NZX GL Nominee Limited 24/06/2009
Geoffrey Brown (a) 619878 ordinary shares (a) Beneficial ASB Nominees Limited 24/06/2009
(b) 252473 working class shares (b) Beneficial NZX GL Nominee Limited 24/06/2009
Caroline Young 40,312, Redeemable Senior Executive Share Scheme Shares Beneficial NZX GL Nominee Limited 7/10/2009
Fiona Mackenzie 45,687 Redeemable Senior Executive Share Scheme Shares Beneficial NZX GL Nominee Limited 7/10/2009
Keith van Niekerk 28450 ordinary shares Legal Keith van Niekerk 24/06/2009

Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988

A Details of director or officer
Name of director or officer of public issuer: NZX Directors- see attached schedule.
Name of public issuer: NZX Limited
Name of related body corporate (if applicable): N/A
Position held in public issuer: Director

B Securities in public issuer or related body corporate to which this disclosure relates
Number, class, and type of securities: 1 Ordinary shares - see attached schedule.

C Nature of relevant interest and name of registered holder
Nature of relevant interest in those securities: 2 See attached schedule.
Name of registered holder of those securities 3 See attached schedule.

D Details of acquisitions and disposals
If the relevant interest was acquired—
Date of acquisition: 4 N/A
Consideration paid for acquisition: 5 N/A

If the relevant interest was disposed of—
Date of disposal: 6 29/04/10
Consideration received for disposal: 7 $1.8728 per share

Type of transaction
Describe the arrangement pursuant to which, or the circumstances in which, the acquisition or disposal took place: 8 Disposition pursuant to NZX's 2010 Profit Distribution Plan

E Total number of transactions this notice relates to: 9 1

F Date of last disclosure notice (whether in form 1 or form 2) by the director or officer: 10 See attached schedule.

G Signature
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature: 06/05/10
Name and title of authorised person: Abigail Little, Company Secretary

Notes:
Use this form to disclose all the acquisitions and disposals by a director or officer of a public issuer of relevant interests in securities of the public issuer or of a related body corporate. The disclosure must normally be made within 5 trading days of the first acquisition or disposal disclosed in this notice
Provide the information required under headings C and D for each type of security identified under heading B.
This notice must be signed either by the director or officer making the disclosure, or by a person authorised by the director or officer to sign on his or her behalf.11

References
1. Regulation 8.
2. Regulation 7.
3. Regulation 7.
4. Regulation 9.
5. Regulation 10.
6. Regulation 9.
7. Regulation 10.
8. Regulation 11.
9. Regulation 12 (2)
10. Regulation 13.
11. Regulation 14.

Name of Director Number, Class of Securities to which this disclosure relates Nature of relevant interest in those securities Name of registered holder of those securities Date of last disclosure notice
M R Weldon 6241220 ordinary shares Beneficial Lola Nominees Limited 6/05/2010
A W Harmos 184724 ordinary shares Beneficial A W H Investments Limited 6/05/2010

Ongoing Disclosure Notice
Disclosure of Directors and Officers Relevant Interests
Section 19T(2), Securities Markets Act 1988

A Details of director or officer
Name of director or officer of public issuer: Geoffrey Brown
Name of public issuer: NZX Limited
Name of related body corporate (if applicable): N/A
Position held in public issuer: Officer

B Securities in public issuer or related body corporate to which this disclosure relates
Number, class, and type of securities: 1 599084 ordinary shares.

C Nature of relevant interest and name of registered holder
Nature of relevant interest in those securities: 2 Beneficial
Name of registered holder of those securities 3 ASB Nominees Limited

D Details of acquisitions and disposals
If the relevant interest was acquired—
Date of acquisition: 4 N/A
Consideration paid for acquisition: 5 N/A

If the relevant interest was disposed of—
Date of disposal: 6 29/04/10
Consideration received for disposal: 7 $1.8728 per share

Type of transaction
Describe the arrangement pursuant to which, or the circumstances in which, the acquisition or disposal took place: 8 Disposition pursuant to NZX's 2010 Profit Distribution Plan

E Total number of transactions this notice relates to: 9 1

F Date of last disclosure notice (whether in form 1 or form 2) by the director or officer: 10 06/05/10

G Signature
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature: 06/05/10
Name and title of authorised person: Abigail Little, Company Secretary

Notes:
Use this form to disclose all the acquisitions and disposals by a director or officer of a public issuer of relevant interests in securities of the public issuer or of a related body corporate. The disclosure must normally be made within 5 trading days of the first acquisition or disposal disclosed in this notice
Provide the information required under headings C and D for each type of security identified under heading B.
This notice must be signed either by the director or officer making the disclosure, or by a person authorised by the director or officer to sign on his or her behalf.11

References
1. Regulation 8.
2. Regulation 7.
3. Regulation 7.
4. Regulation 9.
5. Regulation 10.
6. Regulation 9.
7. Regulation 10.
8. Regulation 11.
9. Regulation 12 (2)
10. Regulation 13.
11. Regulation 14.
Related Attachments

Officer's Ongoing Disclosure - Acquisition - Schedule.pdf 20 KB

Officer's Ongoing Disclosure - Disposition.pdf 86 KB

NZX Limited Profit Distribution Plan - Ongoing Disclosure Notice Cover Letter.pdf 1092 KB

Director's Ongoing Disclosure - Acquisition.pdf 86 KB

Director's Ongoing Disclosure - Disposition.pdf 85 KB

Director's Ongoing Disclosure - Acquisition - Schedule.pdf 19 KB

Officer's Ongoing Disclosure - Acquisition.pdf 86 KB

Director's Ongoing Disclosure - Disposition- Schedule.pdf 17 KB

Related Attachments are available on nzx.com for three months beyond their re lease date. NZX offer professional products for searching historic company annou ncements. Please emaildata@nzx.com for a free trial.

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